Accrual of Disadvantage

Another year, another International Women’s Day. Sometimes I get frustrated that so much action happens on this one day of the year, and isn’t distributed uniformly throughout, so that the discussions, the highlighting, the signposting – all those necessary actions – percolate the full twelve months. Of course there is much going on, but often below the radar of many academics, so that only those who are already thinking about these matters participate. There is no point in only preaching to the converted. Perhaps having this one day to celebrate the amazing women in our midst does indeed make sense, even if they should be celebrated as often as the men.

Change does happen and will happen. The more companies recognize that board diversity leads to better financial outcomes, the more they will be willing to throw away their old prejudices requiring all board members to look like the Chair and open up their executive suites. Diversity also helps the generation of disruptive science and technology but, as a 2020 PNAS article by Hofstra et al put it

‘demographically underrepresented students innovate at higher rates than majority students, but their novel contributions are discounted and less likely to earn them academic positions.’

The authors called this the ‘diversity paradox’. Being innovative doesn’t mean academic progress if you don’t fit in.

Wherever you look in academic science there are still inequalities baked in. Be it in how CVs are read according to your name (see here and here), or how long papers take in Review and what their success rates are (as evidenced by a study from the Royal Society of Chemistry); from how lecturers are assessed by their classes to how often academics’ work is cited (see here for a specific example in neuroscience, but there have been other studies too). The Matilda effect – a term coined by Margaret Rossiter back in 1993 – is alive and well, whereby women’s work may be inaccurately attributed to a male.  Awarded grants are typically smaller for women; they rarely lead the largest grants, both as shown in data from UKRI. HEI’s have significant gender and ethnicity pay gaps, as can be found by looking at each university’s published results (my own university’s is published here). At every stage disadvantage can build up. The evidence base is accumulating. Albeit a particular study may look at only a single (sub-) discipline, yet it is hard to believe the trends do not apply across the board. Organisations talk a lot about this, yet the biases persist.

Of course, some of the actions and actors are not down to the HE Institutions themselves, but individuals and, as is so often said, they may be (still) entirely unconscious of the bias they exhibit. I know I am never consciously aware of the names (let alone genders) of the authors of papers I read or cite – unless I know the authors. You can see the biases creep in there. I am no more free of them than anyone else, but I do at least try to think about these things. I am, however, sure that I cite a paper because it is relevant, not because it’s written by someone with particular characteristics. That this is not so, with men apparently systematically citing men more than women I find bizarre. But, as the authors of the study about neuroscience I cite above hypothesise, this may all be connected to the way our social networks operate. Men may ignore women at conferences, and so never realise they should talk to them about their science, which would perhaps interest them greatly if they did. On the other hand, they may of course be more interested in acting as predators at these same conferences, for which there is only too much evidence, but that’s another story for another day.

In science research, as in just about every other sphere, the playing field has a significant tilt to it which we are only slowly beginning to rebalance. Work to do – but not just on IWD, but on every day of the year!

 

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A University Education and a Lifetime of Debt

Finally, the response to the Augar Review, for which we have been waiting for the rather splendid number of 1001 days, has been released. I will not accuse the Government of choosing a good day to bury bad news, because its publication on Thursday had been trailed for several days in advance. Nevertheless, it has received much less air-time than might have been expected (indeed hoped for) had it appeared on a day without a horrendous Russian invasion of Ukraine occurring. The implications of the published response, for students, universities and further education colleges, are substantial and far from universally positive.

Writing (albeit in a personal capacity) as someone who is the head of a Cambridge College which has always prided itself on its focus on widening participation, I read the details with unease. Cambridge is constantly being challenged to do more about reaching out to the socially and financially disadvantaged from all over the country and not just the prosperous south-east. What will this response do to help us in our work? As many commentators (see e.g. here and here) have pointed out, the changes being proposed – to reduce the level of income at which graduates start to pay their loans back and to extend the period over which payments are made from thirty to forty years – will hit hardest those with the lowest earnings (disproportionately women) rather than those who go on to highly paid careers, for instance in the City. There were plenty of analyses and models published by a variety of bodies in advance, which pointed out such moves would be regressive. These have been ignored, as has the proposal of maintenance grants for those from families with the lowest incomes, a crucial issue that simply wasn’t mentioned, let alone addressed, in the response.

It would seem that the Treasury’s view of finance (which I will paraphrase as ‘we need to get more of the student loan off our books’) has trumped the Levelling Up agenda. Only a couple of weeks after the Levelling Up White Paper was published, the actions implied by the Augar response go directly against its direction of travel. Michael Gove, the Secretary of State for Levelling Up, Housing and Communities and Minister for Intergovernmental Relations said, in introducing the White Paper

‘For decades, too many communities have been overlooked and undervalued. As some areas have flourished, others have been left in a cycle of decline. The UK has been like a jet firing on only one engine. Levelling Up and this White Paper is about ending this historic injustice and calling time on the postcode lottery.’

Those areas which are suffering from this ‘historic injustice’ will be those with a lower number of graduates (which is likely to contribute to lower local productivity and poorer local economic indices) and with struggling schools; struggling in terms of budgets and teacher skills as well as the numbers of students from disadvantaged families, however one wants to measure them, via indices of multiple deprivation, free school meals, children in the care system….. Levelling up should mean ensuring that all who have the aptitude to go to university are able – and that includes having the financial means – to do so, and that appropriate training and career paths are open to those for whom university is not the right place.

There may have been a brief moment of hope after the White Paper (albeit there seemed to be no new money associated with it), which the Augar response has probably dashed. A regressive policy, which is going to saddle those with least social and economic capital behind them with the highest total repayments during their entire working life, is not going to encourage those students to take on that debt, even if they simultaneously know that a university education is what they desire and what would most benefit them. Even if the university system, and colleges such as mine, wish to admit those who would thrive with that education and go on to deliver benefits to their community and the economy overall, they are likely in many cases to be deterred by the lifetime financial implications. It should be noted that universities too (and hence the College) are also being hit, in this case by a freezing of the fee level we receive.

One of the key features of the original Augar Review was to look at the whole education system, Further Education Colleges as well as Universities, to attempt to make a coherent whole. That aspiration, like quite a number of the other recommendations including maintenance grants for the least financially secure, is not dealt with. The current system pits the two strands of education substantially against each other in unhelpful ways, and traversing the further education landscape is a complex, unwieldy path for employers and students alike, with inadequate funding in most instances. The Lifelong Learning Entitlement would look like a good solution to some of these issues, providing an entitlement to students for loans

‘for post-18 education to use over their lifetime. It will be available for both modular and full-time study at higher technical and degree levels (levels 4 to 6), regardless of whether they are provided in colleges or universities.’

These plans are now out for consultation. However, the issue of the lifetime cost of these loans, if the same as in the latest revisions for loans already available for university courses, may remain a real turn-off to potential beneficiaries, whatever the good intentions behind this new move.

I feel dismayed by the regressive nature of the plans, the lack of support for the most disadvantaged, the damage this will potentially do to the work of institutions such as mine which are serious about widening participation, and the lack of any joined-up thinking between this latest document and any serious commitment to levelling up, the White Paper notwithstanding. There are so many ways in which plans could have been introduced which genuinely benefitted those whose start in life was tough. Instead, the new system seems set to put more, rather than less, burden on these students. Simultaneously, those who probably (but not invariably) already had a financially secure background and who progress to the highest paid jobs, will fare better under the new scheme of things. Universities, meanwhile, will be expected to make the same amount of money go further.

 

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In Academia, Pats on the Back are Rare

How are you doing? I don’t mean either mentally or physically, but are you keeping up with the Jones’? Are you doing as well as you should for the stage of career you’re at, and how do you know? The reality is, in academia we’re not very good at helping each other understand how we’re faring. Certainly, in Cambridge over my career, it has seemed that silence is the norm on this front.

I am reminded of this while preparing for an interview about what my life was like ‘mid-career’. Of course, that term is indeterminate: my mid-career might be someone else’s later or earlier depending on a whole range of individual circumstances. After all, if you’re like Carol Robinson and take a seven year career break to have three children immediately after your PhD, you would be starting your first postdoc considerably later than the average. (I’ve just been reminded of her unusual yet spectacularly successful career trajectory, having been listening to my own interview with her from a few years back.) It isn’t simply a question of age, that is irrelevant, it is also about experience and maturity, so that those seven years are likely to have made a big difference in ways other than simply publication output.

Thinking back to the stage I think of as ‘mid-career’, that bit between my first permanent position and becoming a professor, I remember a survey being done of the (still relatively few) women academics across the University on behalf of the University. It was never published, too damning I think, and of course I don’t still have a copy 25 or so years on, but I do remember the surprise with which the interviewer reacted to being told time and time again, by women, that they found the lack of feedback on their progress disconcerting or worse. Unlike the business context in which the interviewer worked (I guess they came from a consultancy), such feedback just didn’t occur in the normal run of things. Perhaps if they’d interviewed men they’d have heard the same anxiety expressed.

I well remember struggling with the concept of what was ‘good enough’, be it in terms of research outputs, looking after my students, attendance at conferences or teaching and ‘service’. It was an eye-opener to be told, during one of my infrequent appraisals that, as a rule of thumb, I shouldn’t expect to referee more papers than I myself submitted. That it was OK to decline some requests. Naively – is this a gendered thing, or merely down to personality? – I had felt a sense of obligation to accept all papers or grants to referee as long as I felt competent. (Actually, ‘competent’ itself raises all sorts of issues derived from impostor syndrome, but that’s another story.) I always suspected – because no one told me otherwise – that I wasn’t up to the mark in my service, not doing my ‘bit’. I’m sure this was exacerbated because I felt I was cutting corners while I tried to bring up two small children.

It was only when the department introduced a workload model, possibly on the back of its Athena Swan application, that I realised that my service load was far higher than most people’s – but by then I was a senior professor and I suspect already deputy head of department at the time. It was a bit late for me, although a sense of guilt about whether I was doing enough was still never far away from my thoughts. I am glad that people can get some sense of their contribution through such models, albeit how a department weights teaching versus serving on a university committee, or turning up for open days versus organising lab classes, will always be debatable. There is unlikely ever to be a standard ‘scoring’ system for such a model.

However, it is the question of ‘good enough’ in terms of issues related, not just to service but to research, that is likely to eat at people most early in their careers (possibly later too). It is good that the tyranny of journal impact factors appears to be receding, but that doesn’t stop people – namely promotion and appointment committees – silently valuing a Nature or PNAS paper higher than one appearing in other journals, however relevant and appropriate such a journal might be for a particular piece of work. When I was mid-career I felt the appropriateness of a journal was far more important than having to go through the hassle of arguing with an editor/referee multiple times, but that is a luxury the ECRs of today probably do not feel they have. There are plenty of other metrics that an early-mid career academic may fret about. How many grants, from where and worth how much, are ‘enough’? Who is the judge? Is my sub-discipline sufficiently comparable to Dr Bloggs down the corridor that the fact that they have two minor grants from (insert funder of choice) trumps my one large grant from (insert another funder)? I would guess that, male or female, most of us have worried about ‘enough’ in this sense.

The trouble with academia, as has been said over and over again, is that it is inherently competitive. We are unfortunately only too likely always to be looking over our shoulders at those coming up behind us, as well as our peers, to try to work out how we’re doing. I know how much I would have benefitted from someone telling me that I was well within the bounds of ‘acceptable’ and, given I had two small children if I wanted not to gad all around the world presenting my research at international conferences, that was fine. If my grant applications failed this round, just keep going and try again. A single (or even multiple) failure was not terminal, particularly if elsewhere the students I acquired, through whatever route, were producing good stuff. But no, such messages were rarely given to me in the normal run of things or even at appraisals.

I’m sure people are now better prepared to carry out such conversations than those who appraised me ever were, in that training about how to do this is likely to be provided by the institution, and mentors may more routinely be allocated to new staff and postdocs. I don’t think I ever fared quite as badly as the colleague who went to his appraisal with a list of issues on their mind to raise and came out saying their appraiser had indeed agreed this was a list to worry about, without offering a single word of constructive advice.

On the other hand, I was very taken aback by the reaction I got from my own appraiser (possibly the same professor) when I raised the fact that my scientific credibility had been publicly and totally inappropriately trashed at a departmental meeting. I felt, both that others at the meeting should have pointed out the unreasonableness of the criticism laid against me, and that the person who’d been out of line should have apologised thereafter. It was perhaps, as has been said more recently in another context, only the ‘normal cut and thrust’ of (departmental) politics, regretted thereafter. Instead, I was told I was the one who should have apologised. I never worked out for what and it seemed strange advice.

I hope early-mid-career researchers now do get much better advice and mentorship regarding their progress and standing. We don’t all need to be superstars, but everyone wants to know they’re not lagging unreasonably behind, in that other, much feared word, failing . More feedback and support can only benefit us, at any stage in our career. Why should academia be quite so niggardly in providing this? Maybe the world has moved on from my day, and everyone, whatever their gender or skin colour, gets this support automatically and professionally. Unfortunately, I don’t believe that.

 

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Let’s Hope We Can All Stick to Science

There was a collective sigh of relief when it was announced that the UK would commit to Association for Horizon Europe. We knew the details had to be worked out, but we assumed the commitment was as good as a signature. Not so. Somehow science has got tangled up with completely different issues and association appears to be being held as hostage in the negotiations. It isn’t just the UK that is entangled, but also Switzerland. It isn’t the first time that Switzerland has lost access to a Horizon programme. This also happened back in 2014 when there was a period of total exclusion from Horizon 2020 followed by a partial re-entry until full association was agreed in 2016. Now Switzerland is back in the same wilderness as the UK.

The story of what happened to Switzerland previously has always been an indicator of what fate might face the UK. The negotiations dragging on just cause more and more concern: all the collaborations that might have been happily forged are placed – possibly permanently – on ice; the Europeans who might have brought their talents to the UK will be thinking even harder about how wise such a move might be; the early career researchers for whom the ERC Starter Grants have provided such an important leg-up at the start of their career have lost that route to early funding independence. The UK science base (and equivalently Switzerland) is already losing scientific ground and it may get much worse.

George Freeman, as Science Minister, has suggested we need a Plan B, ready to come into operation in April in case Association fails. The implication is that, since the cash is on the table, UK scientists won’t care whether it comes from within the UK or beyond its borders. I feel this is missing the point, certainly about the ERC, for the following reasons:

  • EU citizens have come to work in universities here in the past, knowing they would be as able to obtain funding from the ERC as if they stayed in their home countries. They came, because they saw other advantages in being in the UK. Now, those who might have been thinking of moving will feel (never mind visa costs etc) much less reason to come. Those who are already here will be less willing to stay, as a prestigious source of funds will be denied to them. Just last week the THE wrote about an expected ‘exodus’ of EU researchers if we fail to associate. Last summer they wrote about EU researchers ‘losing interest’ in UK jobs.
  • I use that word ‘prestigious’ advisedly. There is no doubt that holding an ERC grant is held in more esteem than any sort of UKRI grant. The reason for this is obvious. The competition is fierce and the refereeing highly international by experts from around the world. In my experience, a promotions panel looks much more favourably on an applicant with an ERC grant than on a standard UK-based responsive mode grant.
  • International referees are, moreover, willing to spend days in Brussels (or at least, they were pre-pandemic) doing a thorough job. It is a big commitment, yet one researchers from way outside the EU are willing to take on. I’ve watched them in action, back in the days I was an ERC Scientific Council member. Do they come to the UK for UKRI panels? Are they even asked to referee proposals pre-panel? The answer is, not much.

Ultimately, we may have to have a Plan B. Of course, that has always been the danger and the money has been committed. However, there has been plenty of time to think this one through, since long before the Brexit agreement was signed, and the reality is that it is far from trivial to think how to construct and operate a large-scale new scheme that would deliver anything comparable. I find it unconvincing to imply such a thing could be up and running in a couple of months. UKRI itself is under the current scrutiny of the Grant Review and might feel now was not the moment to take on another huge responsibility.

So, let’s Stick to Science, say a large number of individuals and bodies. Initiated by the wider European community and launched today, this online campaign urges individuals and organisations to sign up to

‘request that the European Council, Parliament, Commission, as well as European Union (EU) Member States, and the governments of the UK and Switzerland, recognise that advancement in R&I is best achieved when all actors in science and innovation work together across geographic boundaries.’

They – and all who sign – are

‘calling for open and barrier-free collaboration among Europe’s research and innovation (R&I) actors, who all share the same values. The initiative is an active response to the delayed  progression of association agreements with Switzerland and the United Kingdom (UK), which are being held up by political barriers that have nothing to do with science.’

That last sentence is key. As a former ERC Scientific Council member, I was pleased to be invited to be one of the first signatories. This isn’t just a campaign that matters to the UK and Switzerland; it is one that has impact across Europe and affects researchers in every country. Beyond the ERC itself, collaborations funded under different EU instruments of Horizon Europe (and its predecessors) are hugely important in solving the pressing problems of today. Excluding any country weakens what can be achieved, since the key scientist may be ineligible to be involved.

I hope many of the readers of this blog will consider signing up (here), to demonstrate the belief they share in the importance of international science and its relevance to achieving important societal ends.

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Getting the Skills Right for Successful Levelling Up

We await the Levelling Up White Paper. It is not easy to read the tealeaves of this turbulent political time to work out when the delay is likely to be terminated, although the last rumour I heard has it down for Wednesday. It has been on the cards for publication for some months, although not as long as the response to the Augar Review. In both these documents one may expect the word skills to be much in evidence. It is a term that, rather like levelling up itself, does not lend itself to a simple definition, but can mean different things to different people in different contexts. That can be handy for politicians of any complexion.

Skills – and adult upskilling – both matter if levelling up is to be achieved. As Thomas Aubrey wrote in a recent blog for the Bennett Institute

‘Many studies indicate that the main driver of productivity growth is the ability of an education system to improve human capital to make the most of new technology.’

Multiple studies and reports have examined variations in attainment levels between different parts of the country. If the above statement is correct, then any variations – and there are plenty – will have knock on effects for the local economy.  To give a specific example of such education variation, based on data for 2019/20 looking at the percentage of under 19s who have obtained a Level 2 qualification (i.e.5 GCSEs at grade 4 or above, or A*- C in old money), it has been shown that nine out of ten of the best performing local authorities lie within the Greater London area. However, the tenth, indeed the highest in ranking of all, is Rutland, no distance at all from Nottingham, which across all the local authorities has the worst overall score. Rutland, with a score of 93.5%, is a full 25% above Nottingham (67.7%).

Those students who don’t get a Level 2 qualification are inevitably going to be disadvantaged in the job market, and are likely to be unable to take advantage of higher-level skills, whatever they might be. This area is where the response to Augar should be coming into its own, along with the Lifetime Skills Guarantee for post 18 education, intended to facilitate access to higher technical qualifications as much as degrees. Thus the lifetime ‘skills’ will cover a wide potential range, and who will be doing the teaching where, will likewise be very varied. The present mishmash of qualifications from apprenticeships to BTECs and T Levels – aimed at 16-19 year olds primarily – are enough to baffle anyone (employer or putative employee). While so much is up in the air, cohort after cohort of students is being disadvantaged. In regions where job prospects are low, or at least skilled and well-paid jobs are in short supply, the motivation to apply oneself to get decent skills may be hard to find, the more so if children have only ever seen their parents struggle and they cannot imagine a better life and better prospects. The connection between levelling up and skills is obvious, although the trap of an area being caught in a low skills equilibrium is pervasive and persistent.

Amidst all this, there is no doubt that increasingly many jobs require a sufficiency of numerical and statistical fluency, as well as the ability to read graphs and use spreadsheets. More so than ever before. Whether going into retail or building trades, or more professional settings such as environmental science or law, these skills have never been needed so much. For those students who do get their Level 2 qualification and proceed to Level 3 (A Levels or the vocational qualifications), they may well drop maths and think they never need it again, only to find later on that their lack of numeracy and mathematical confidence catches up with them. The Royal Society, jointly with the British Academy, has just put out a commentary spelling out the importance of pursuing some maths at Level 3, even when that is not one of the subjects (e.g. A Level) taken. Core Maths is designed to fill this gap.

Back in 2011, I was Chair of the Royal Society’s Education Committee and hosting a speech given by the then Secretary of State for Education, Michael Gove, when he said

‘I think we should set a new goal for the education system so that within a decade the vast majority of pupils are studying maths right through to the age of 18’

a sentiment with which the audience at the Royal Society was totally in agreement. A year later, I was representing the Royal Society at an event about quantitative skills at the British Academy, at which the importance of statistics for social scientists and humanities’ scholars was stressed – and also brought home at a personal level by the then Science Minister David Willetts, who encountered the mysteries of regression analysis during his PPE course at Oxford without having the tools to handle them. More and more jobs require this literacy – and this most certainly includes politicians. Core Maths is meant to be the answer to the problem, but it has not necessarily penetrated as far as it should into the education system. The commentary the Royal Society has just published is explicitly encouraging universities to expect Core Maths qualifications for admission to a much wider range of courses, far beyond those for which Maths would be a natural subject to take at A Level.

It will be seen that levelling up and numeracy are definitely related when skills are discussed. Levelling up, like skills, means different things to different people, but most certainly it should mean an improvement in local economic conditions where things are currently bad, so that inequality is reduced across the country and those living insecure financial lives have better opportunities.  Furthermore, to revert to the Aubrey quote I gave before, if more money is being committed to research and innovation (as in the latest Spending Review) it requires that there are workers in companies able to get hold of that innovation and turn it into profit and productivity, even if they have not been involved in the innovation itself. If there are insufficient such workers – insufficient absorptive capacity – then the full advantage of developments cannot be taken. This too will have a strong regional component, building on educational disadvantage.

In this category of workers I am not talking primarily about university graduates in technical areas, vital though they are, I am talking about those with intermediate skills who will do much of the practical improvements, putting ideas into practice and making sure the logistics work.  Within universities, the Talent Policy Commission has been looking at the crucial role technicians play, often insufficiently recognized, in higher education. Their full report will be published this coming week, but an earlier report from last autumn specifically looked at the role technicians play in knowledge exchange activities. Similar analysis applies within companies; intermediate technical skills are too often overlooked by those considering training needs and employment and the pipeline of talent not taken into account where it needs to be, a point clearly made in a report by Paul Lewis in 2019 for the Gatsby Foundation 9 (Technicians and Innovation).

Joining these different strands – more money in the innovation system, more absorptive capacity with a more highly skilled workforce, including in what may now fall under core maths – are all crucial strands in levelling up. If inequality is to be reduced across the UK, then ensuring that educational outcomes are comparable in Rutland and Nottingham, in Barnet and Blackpool, is one key step on which to build. There is a long way to go in making the current systems integrated and coherent.

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